Attorney - Securities Transactions

San Mateo, CA 94403

Posted: 02/02/2024 Job Category: Financial Job Number: 2670

Job Description

In-House Counsel, Securities Transactions
Industry: Financial
Status: Full-Time Employee
Location: San Mateo, CA; Washington, DC; NYC, NY; Stamford, CT: Fort Lauderdale, FL; Los Angeles, CA



  • Review and negotiate investment-related documentation related to debt, equity (venture and private equity), crypto currencies, tokens and structured investments, rights offerings, tender offers, exchange offers, consent solicitations and spin-offs, and non-disclosure agreements related to these transactions
  • Maintenance of existing investments including corporate actions, proxies and mergers and acquisitions
  • Preparing and reviewing regulatory filings regarding investments
  • Providing advice and counseling on bankruptcy-related matters including restructuring transactions, workouts and participating on ad hoc and official committees, reviewing and negotiating related documentation, including amendments to bond indentures, covenant documents, confidentiality agreements and ethical wall procedures
  • Manage outside counsel


  • Our client is passionate about providing practical and relevant investment advice to their clients, and has over 70 years of experience in doing so.
  • Worldwide company that has a strong passion for diversity and inclusion, and has a goal to help their employees thrive.
  • You will be part of a reputable and stable company.
  • Exceptional compensation and benefits package including 3 weeks paid vacation, medical, dental, and vision insurance and 401(k) plan with 75% company match.


  • J.D. from a top law school and licensed to practice law in the U.S.
  • 6-8 years of experience in corporate transactional and/or transactional; restructuring/bankruptcy practice at a law firm or in-house with an investment management or mutual fund complex
  • Experience in the federal securities laws and rules thereunder, including the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, as well as the U.S. Bankruptcy Code preferred. Knowledge of IRC and ERISA is helpful but not required.

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