Corporate Counsel - Investment

San Mateo, California

Post Date: 11/06/2017 Job ID: 1291 Job Category: Legal

Corporate Counsel 

Industry: Investment Management

Status: Full Time Employee

Location: 1 Franklin Pkwy, San Mateo, California 94403

 

COMPANY PROFILE:
  • A leader in global investment management with 70 years of providing successful investment solutions
  • Headquartered on the center of the Peninsula, with 50+ global offices
  • This organization dedicates itself to their mission of placing clients first, relationship building, and working with integrity

 

FEATURES AND BENEFITS:
  • Generous employee stock investment plan, personal financial planning sessions, commuter benefits and tuition assistance
  • Professional growth is encouraged and our client will work closely with you to achieve your personal performance objectives
  • Known for the longevity of their employees, ensuring a long-term fit

 

THE ROLE YOU WILL PLAY:
  • This is an opportunity to support new funds and investment products
  • You will assist as a disclosure attorney for open-end registered investment companies
  • You will be responsible for counsel on issues regarding the Investment Company Act, Investment Advisers Act, and Securities Exchange Act
  • You will draft and review various materials: documents, reports, statements, agreements, and legal memoranda

 

BACKGROUND PROFILE:
  • Expertise in the Investment Company Act of 1940, Investment Advisers Act of 1940, and Commodity Exchange Act.
  • 3+ years of experience in investment management with a law firm or global financial services company
  • JD degree and/or licensed to practice law in the U.S. with subsequent California Bar membership or certification as Registered In-House Counsel

 

ABOUT ABA SEARCH:

At ABA Search, we value professionalism, honesty, and hard work. We’ re positive, innovative thinkers, and we use creativity to turn challenges into opportunities. We love to learn, and we continuously seek new ways to deepen our expertise. We’ re energized by the legal industry, passionate about staffing, and committed to the success of our clients and candidates. That' s what makes us “ the name to know in recruitment.”

 

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